13D Activist Fund AdvisorInterviews

CNBC Halftime Report: State of the Activist Investor

Source: CNBC - 5/13/2021

As of 3/31/2021, the 13D Activist Fund’s Top Ten Equity Holdings & Weightings are: BOX (5.40%); CHENIERE ENERGY INC (4.83%); OLIN CORP (4.55%); HOWMET AEROSPACE INC (4.53%); GCP APPLIED TECHNOLOGIES INC (4.00%); SLM CORP (3.94%); PAPA JOHN'S INTERNATIONAL INC (3.88%); EVOLENT HEALTH (3.72%); WELBILT (3.65%); HOWARD HUGHES (3.53%).

The information on this site is not intended, nor should it be construed as, investment, tax, or legal advice, or a recommendation, offer or solicitation of an investment. All investors should consider the investment objectives, risks, charges and expenses of the 13D Activist Fund carefully before investing. This and other information about the Fund is contained in the Fund's prospectus and the summary prospectus, which can be obtained on the web at www.13DActivistFund.com or by calling 1-877-413-3228. Read the prospectus carefully before investing.

Past performance is not necessarily indicative of future results. Investment returns and principal values may fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted. There can be no assurance that the Fund will achieve its goals or avoid losses. Information about the Fund, including current month-end performance, is available on the Fund’s website at www.13DActivistFund.com or by calling 1-877-413-3228.

Important Risks: Mutual Fund investing involves risk including loss of principal. Overall stock market risks will affect the value of individual instruments in which the Fund invests. Factors such as economic growth, market conditions, interest rate levels, and political events affect the U.S. securities markets. When the value of the Fund's investments goes down, your investment in the Fund decreases in value and you could lose money. Investments in foreign securities could subject the Fund to greater risks including currency fluctuation, economic conditions, and different governmental and accounting standards. The Fund is a non-diversified investment company, which makes the value of the Fund's shares more susceptible to certain risks than shares of a diversified investment company. The Fund has a greater potential to realize losses upon the occurrence of adverse events affecting a particular issuer. The value of small or medium capitalization company stocks may be subject to more abrupt or erratic market movements than those of larger, more established companies or the market averages in general. An investor should also consider the Fund's investment objective, charges, expenses, and risk carefully before investing. The adviser’s consideration of ESG factors could cause it to perform differently compared to funds that do not have such a policy and may not produce the desired results.

The foregoing information has not been provided in a fiduciary capacity under ERISA, and it is not intended to be, and should not be considered as, impartial investment advice. If you are an individual retirement investor, contact your financial advisor or other fiduciary unrelated to 13D Management about whether any given investment idea, strategy, product or service described herein may be appropriate for your circumstances.

Analysis and research are provided for informational purposes only, not for trading or investing purposes. All opinions expressed are as of the date of publication and subject to change. 13D Management and its affiliates are not liable for the accuracy, usefulness or availability of any such information or liable for any trading or investing based on such information.

The information and services provided on this web site are intended for persons in the US only.

The 13D Activist Fund is distributed by Foreside Financial Services, LLC, a member of FINRA. 13D Management LLC is not affiliated with Foreside Financial Services LLC.

CNBC Last Call

Source: CNBC - 4/3/2024

CNBC Closing Bell

Source: CNBC - 4/2/2024

CNBC Squawk Box

Source: CNBC - 3/14/2024

CNBC World Wide Exchange

Source: CNBC - 2/8/2024

CNBC The Exchange

Source: CNBC - 1/9/2024

CNBC The Faber Report

Source: CNBC - 11/15/2023

CNBC The Exchange

Source: CNBC - 10/18/2023

CNBC Closing Bell: Overtime

Source: CNBC - 5/15/2023

CNBC Squawk on the Street: Salesforce Turnaround Strategy

Source: CNBC - 3/2/2023

CNBC The Exchange: Activists Swarm Salesforce

Source: CNBC - 3/1/2023

CNBC Closing Bell: Third Point Launching Proxy Fight at Bath & Body Works

Source: CNBC - 2/22/2023

CNBC CB Overtime: New Era of Ackman

Source: CNBC - 3/31/2022

Access to Alpha Webcast: Shareholder Activism As an Investment Strategy

Source: Advisors Asset Management - 3/31/2022

CNBC Halftime Report: State of the Activist Investor

Source: CNBC - 5/13/2021

CNBC Fast Money: An Opportunity For Activists

Source: CNBC - 4/17/2020

CNBC Interview: 2017 Activism Recap and a 2018 Forecast

Source: CNBC - 1/22/2018

Bill Ackman looks at a company's potential: 13D Monitor's Ken Squire

Source: CNBC - 8/4/2017

Why are activist investors back?

Source: CNBC - 2/23/2017

Betting on Zero: Bill Ackman vs. Herbalife L

Source: CNBC - 4/15/2016

No Joy for Hedge Funds in 2015

Source: Bloomberg - 12/23/2015

Does Ackman's Valeant Call Tarnish His Reputation?

Source: Bloomberg - 10/30/2015

Top activist plays for 2015

Source: CNBC - 1/22/2015

Myth or Fact: Do Activist Investors Break Up Companies?

Source: Bloomberg - 10/1/2014

Profit from activist investors’ strategies

Source: FOX Business - 7/2/2014

Investing like an activist

Source: CNBC - 12/31/2013

Following activist investors as an investment strategy

Source: FOX Business - 10/23/2013

Icahn goes activist on Apple

Source: CNBC Video - August 13, 2013

Icahn raises the stakes for Dell

Source: CNBC Video July 18, 2013

Activist Investors Know Better Than CEO?

Source: CNBC Video June 17, 2013

Loeb Takes Stake in Sony

Source: CNBC Video May 14, 2013

Icahn's Latest Passive Play

Source: The Street - April 3, 2013

How to Steal Icahn and Ackman’s Investing Strategies

Source: Fox Business - March 18, 2013

Investing Like An Activist

Source: CNBC Video - February 14, 2013

Investing on Activism

Source: CNBC - October 1, 2012

C-Suite Raiders: Investor Activism Heats Up

Source: CNBC.com - July 10, 2012

Faber Report: Active-Passive Investor Summit.

Source: CNBC.com - April 30, 2012